4a Financials Securities Limited

U67120DL2007PLC304614ActivePublic · Non-govt companyRoC-DelhiUnlisted
Last updated: 2026-06-08
67
Compliance Health · C · provisional
3 / 4 signals passed

4a Financials Securities Limited is a Public Non-govt company company incorporated in 2007 and based in Delhi, India. 4a Financials Securities Limited operates in Activity of stock brokers (NIC 67120) with authorized capital of ₹3.00 Cr and paid-up capital of ₹2.55 Cr. For 2021-22, the company reported revenue of ₹40.48 L and a net loss of ₹13.88 L. RegisterKaro's provisional Compliance Health Score for the company is 67/100 (grade C), based on 4 of 9 signals — full scoring is pending extraction of the company's MCA filing history.

Risk FlagsDirectors not yet extracted · awaiting MGT-7AGM 1721d ago · may be overdue
Revenue (latest FY)
₹40.48 L
2021-22
PAT (latest FY)
₹-13.88 L
Margin -34.3%
Open Charges
0
No encumbrances
Active Directors
0
No resignations
Paid-up Capital
₹2.55 Cr
85% of authorized
Filings on Record
0
All current
Incorporated
2007
19 years old
State
Delhi
Sector
Activity of stock brokers
NIC 67120
Class
Public
Sub-category
Non-govt company
Authorized Capital
₹3.00 Cr
Paid-up Capital
₹2.55 Cr
85% utilized
Members
Last AGM
30 Nov 2021
1721d ago
Last Balance Sheet
31 Mar 2021
1965d ago
Latest Filing
Registered Email
4**************(at)gmail.com
Registered Office
109, 1st Floor, DLF Tower - A Jasola Vihar New Delhi New Delhi DL 110025 IN
4A FINANCIALS SECURITIES LIMITED
Brand 4A FINANCIALS SECURITIES LIMITED · Legal entity 4a Financials Securities Limited

Explore the financials, board members, legal insights, and much more in the complete profile of 4A FINANCIALS SECURITIES LIMITED.

Total Funding
Latest Round
Revenue
Valuation
Funding Rounds
Employees
Stage
HQ
Founded
2007
Joined to MCA on CIN U67120DL2007PLC304614

Quick facts

Identity · Activity · Auditor · Contact
Registered office
109, 1st Floor, DLF Tower - A Jasola Vihar New Delhi New Delhi DL 110025 IN
NIC code
67120
Statutory auditor
Awaiting ADT-1 / AOC-4 extraction
Registered email
4**************(at)gmail.com
Section
Activity of stock brokers
ROC
RoC-Delhi
Website
Class · sub-category
Public · Non-govt company
Incorporation · Last AGM
28 Aug 2007 · 30 Nov 2021

Directors

From MGT-7 annual returnLocked
PN
Priya Nair
Director
2.0y · Hyderabad · DIN 1038504
SG
Sneha Gupta
Managing Director
5.3y · Mumbai · DIN 2312776
Get the full board of directors

Directors, DINs & appointment history for 4a Financials Securities Limited.

₹499₹169(excl. taxes)
What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

MCA Filings

AOC-4 · MGT-7 historyLocked
FormFYFiledDueDelayStatus
AOC-4FY2024-2530 Oct 202430 Oct 2024+16dfiled
MGT-7FY2024-2526 Nov 202429 Nov 20240dfiled
AOC-4FY2023-2430 Oct 202330 Oct 20230dfiled
MGT-7FY2023-2425 Nov 202329 Nov 20230dfiled
AOC-4FY2022-2330 Oct 202230 Oct 20220dfiled
MGT-7FY2022-2322 Nov 202229 Nov 20220dfiled
Get financial statements & other filing documents

Full MCA filing history for 4a Financials Securities Limited.

₹499₹169(excl. taxes)
What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

Charges

Registered charges & encumbrancesLocked
Charge IDHolderAmountCreatedStatus
336705088Kotak Mahindra Bank Ltd(Bank)₹14.32 Cr12 Mar 2019Open
171731869ICICI Bank Ltd(Bank)₹7.16 Cr27 Jan 2019Open
303816788HDFC Bank Ltd(Bank)₹3.91 Cr12 Mar 2020Open
555090643Kotak Mahindra Bank Ltd(Bank)₹6.03 Cr12 Mar 2023Open
256878536HDFC Bank Ltd(Bank)₹12.64 Cr27 Jan 2022Satisfied
983651786HDFC Bank Ltd(Bank)₹6.62 Cr04 Jul 2019Open
See registered charges & lenders

Charge IDs, lenders & amounts for 4a Financials Securities Limited.

₹499₹169(excl. taxes)
What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

Financial Performance

MCA1 reporting year
Revenue (bars) vs PAT (line) by FY
Revenue PAT
₹0₹22.32 L₹44.64 L₹66.97 L₹63.78 L2021-22
FYRevenuePATNet WorthTotal AssetsEmployees
2021-22

Detailed Financials

1 FYsIncome statement + balance sheet
Line item2021-22
Income statement
Revenue from operations
Other income
Total income
Total expenses
Profit before tax
Profit / (Loss) after tax
Balance sheet
Equity / Net worth
Borrowings
Current liabilities
Total liabilities
Current assets
Cash & equivalents
Total assets
Employees

Cash-flow statement renders when the AOC-4 XBRL Cash Flow context is parsed during the extract phase.

Compounded Annual Growth Rate

Derived from multi-FY filingsLocked
MetricLatest value1Y CAGR3Y CAGR5Y CAGR
Revenue₹25.33 Cr+15.5%+25.9%+20.1%
Profit after Tax₹2.41 Cr+14.4%+22.3%-1.9%
Net Worth₹17.98 Cr+32.2%+16.4%+17.2%
Employees332+26.1%+4.3%+2.0%
Gain deeper financial insights of this entity

Audited financials & ratios for 4a Financials Securities Limited.

₹999₹249(excl. taxes)
What you'll get
  • Financial Summary & Charts
  • Income Statement, Balance Sheet, Cashflow
  • Profitability, Liquidity & Growth Ratios
  • Audited Financial Statement (AOC-4)

Financial Ratios

Profitability · leverage · efficiency
FYRevenuePATPAT marginRev growthROEROAD/ERev/emp
2021-22-34.28%-0.31%-0.26%

Cap Table & Shareholding

Promoter · institutional · publicLocked
CategoryShareholdersShares held%
Promoters431,60,22882.19%
Institutional Investors31,44,7983.77%
Public & Others435,40,07314.05%
See the full shareholding pattern

Promoter, institutional & public holding for 4a Financials Securities Limited.

₹499₹169(excl. taxes)
What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

Peer Benchmark

13 peersSame sector + state + ±5y vintage
MetricThis companyCohort medianCohort P75Quartile
Revenue (latest FY)
2nd quartile · P64
PAT (latest FY)
Bottom quartile · P0
Employees
Paid-up capital
Top quartile · P100
Compliance Health
96
96
96
Bottom quartile · P0

Top 10 in Activity of stock brokers

by healthView all ›
01
Paid-up
Revenue
A · 96
02
Paid-up
Revenue
A · 96
03
Paid-up
Revenue
A · 96
04
Paid-up
Revenue
A · 96
05
Paid-up
Revenue
A · 96
06
Urja Global Limited
Delhi · Inc 1992
Paid-up
Revenue
A · 96
07
Yamini Investments Company Ltd
Maharashtra · Inc 1983
Paid-up
Revenue
A · 96
08
Bhaskar Infrastructure Private Limited
Madhya Pradesh · Inc 1995
Paid-up
Revenue
A · 96
09
Paid-up
Revenue
A · 96
10
Tti Enterprise Limited
West Bengal · Inc 1981
Paid-up
Revenue
A · 96

Events & timeline

2Filings, charges, board changes
16 Apr 2018
Kundan appointed as Director
28 Aug 2007
Company incorporated
4a Financials Securities Limited registered with RoC-Delhi; year 2007

External data sources

7 plannedWhat lands here as ingestion comes online

GSTIN Registrations

Planned
GST portal

Per-state GSTINs + GSTR-1/3B filing cadence + turnover bracket. PAN-keyed scrape.

MSME Payment Delays

Planned
MSME-1 form

Half-yearly disclosure of payments delayed beyond 45 days to MSME suppliers.

Related Party Transactions

Planned
AOC-4 schedule

Counterparty, nature, transaction value. Inter-company loans, sales, royalty.

Credit Ratings

Planned
CRISIL / ICRA / CARE feeds

Long-term + short-term ratings, with rationale on rating actions.

Trademarks

Planned
IP India Trademark Registry

Applied, registered, opposed. Class numbers + status.

Patents

Planned
IP India Patent Registry

Applications and grants. Inventor names + filing dates.

Legal Cases

Planned
eCourts + Indian Kanoon

Ongoing + past litigations the entity is party to.

Each source is wired as a separate ingestion adapter behind the scraper. Live status flips per CIN as records land.

FAQs about 4a Financials Securities Limited

When was 4a Financials Securities Limited incorporated?
4a Financials Securities Limited was incorporated in 2007 (around 28 Aug 2007). Its CIN is U67120DL2007PLC304614 and it is registered with RoC-Delhi.
Where is 4a Financials Securities Limited located?
4a Financials Securities Limited is headquartered in Delhi, at: 109, 1st Floor, DLF Tower - A Jasola Vihar New Delhi New Delhi DL 110025 IN .
What sector does 4a Financials Securities Limited operate in?
4a Financials Securities Limited operates in the Activity of stock brokers sector (NIC code 67120), classified as Non-govt company.
Who are the directors of 4a Financials Securities Limited?
Director details for 4a Financials Securities Limited have not yet been extracted from MGT-7 filings.
What is the paid-up capital of 4a Financials Securities Limited?
4a Financials Securities Limited has authorized capital of ₹3.00 Cr and paid-up capital of ₹2.55 Cr.
Does 4a Financials Securities Limited have any open charges?
4a Financials Securities Limited has no open MCA-registered charges on record.
What is 4a Financials Securities Limited's Compliance Health Score?
RegisterKaro's Compliance Health Score for 4a Financials Securities Limited is 67/100 (grade C), based on 4 assessable weighted signals across charges, directors, capital, and overall status. 3 of 4 passed — this is a provisional score; full scoring is pending extraction of the company's MCA filing history.