Upstox

U65100DL2021PTC376860ActivePrivateUnlisted
Last updated: 2026-06-08
30
Compliance Health · F
3 / 9 signals passed

Upstox is a Private Indian company incorporated in 2009 and based in Delhi, India. Upstox operates in FinTech > Investment Tech (NIC 65100) with authorized capital of —. RegisterKaro's Compliance Health Score for the company is 30/100 (grade F), reflecting a weak compliance posture.

Risk FlagsFinancials not yet extracted · awaiting AOC-4 XBRLDirectors not yet extracted · awaiting MGT-7Health F · 30/100
Revenue (latest FY)
Awaiting extraction
PAT (latest FY)
Awaiting extraction
Open Charges
0
No encumbrances
Active Directors
0
No resignations
Paid-up Capital
Filings on Record
0
All current
Incorporated
2009
17 years old
State
Delhi
Sector
FinTech > Investment Tech
NIC 65100
Class
Private
Sub-category
Authorized Capital
Paid-up Capital
Members
Last AGM
Last Balance Sheet
Latest Filing
Registered Email
Registered Office
UpstoxTRACXN · PUBLIC DATA
Brand Upstox · Legal entity Upstox

Upstox - Broker-based online trading and investment platform. Raised a total funding of $220M over 6 rounds from 25 investors.

Total Funding
Latest Round
Series C
Revenue
Valuation
Funding Rounds
Employees
582
Stage
Series C
HQ
Mumbai
Founded
2009
Source: Tracxn (public profile) · joined to MCA on CIN U65100DL2021PTC376860

Quick facts

Identity · Activity · Auditor · Contact
Registered office
NIC code
65100
Statutory auditor
Awaiting ADT-1 / AOC-4 extraction
Registered email
Section
FinTech > Investment Tech
ROC
Class · sub-category
Private
Incorporation · Last AGM
·

Directors

From MGT-7 annual returnLocked
AM
Arun Malhotra
Whole-time Director
1.9y · New Delhi · DIN 3360999
DR
Deepa Reddy
Director
7.6y · Chennai · DIN 4349923
VS
Vikram Singh Rathore
Director
7.3y · Ahmedabad · DIN 2780321
KB
Kunal Bhatia
Whole-time Director
7.1y · Pune · DIN 6975254
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Directors, DINs & appointment history for Upstox.

₹499₹169(excl. taxes)
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What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

MCA Filings

AOC-4 · MGT-7 historyLocked
FormFYFiledDueDelayStatus
AOC-4FY2024-2530 Oct 202430 Oct 2024+19dfiled
MGT-7FY2024-2526 Nov 202429 Nov 20240dfiled
AOC-4FY2023-2430 Oct 202330 Oct 20230dfiled
MGT-7FY2023-2421 Nov 202329 Nov 20230dfiled
AOC-4FY2022-2330 Oct 202230 Oct 2022+15dfiled
MGT-7FY2022-2323 Nov 202229 Nov 20220dfiled
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Full MCA filing history for Upstox.

₹499₹169(excl. taxes)
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What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

Charges

Registered charges & encumbrancesLocked
Charge IDHolderAmountCreatedStatus
480914664Kotak Mahindra Bank Ltd(Bank)₹18.68 Cr27 Jan 2021Open
710215904Kotak Mahindra Bank Ltd(Bank)₹20.70 Cr04 Jul 2022Satisfied
190926009Axis Bank Ltd(Bank)₹12.77 Cr04 Jul 2021Satisfied
435230410HDFC Bank Ltd(Bank)₹6.22 Cr04 Jul 2021Open
240396059ICICI Bank Ltd(Bank)₹22.31 Cr04 Jul 2022Satisfied
283684110ICICI Bank Ltd(Bank)₹8.25 Cr27 Jan 2020Open
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Charge IDs, lenders & amounts for Upstox.

₹499₹169(excl. taxes)
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What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

Financial Performance

Revenue · PAT · Net worth by FYLocked
FYRevenuePATNet WorthTotal AssetsEmployees
FY2024-25₹18.82 Cr₹2.13 Cr₹9.36 Cr₹20.45 Cr398
FY2023-24₹16.31 Cr₹1.83 Cr₹9.81 Cr₹24.44 Cr295
FY2022-23₹12.15 Cr₹1.53 Cr₹7.14 Cr₹12.95 Cr161
FY2021-22₹13.97 Cr₹1.35 Cr₹7.57 Cr₹18.31 Cr186
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Audited financials & ratios for Upstox.

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What you'll get
  • Financial Summary & Charts
  • Income Statement, Balance Sheet, Cashflow
  • Profitability, Liquidity & Growth Ratios
  • Audited Financial Statement (AOC-4)

Detailed Financials

Income statement + balance sheetLocked
Line itemFY2024-25FY2023-24FY2022-23FY2021-22
Income statement
Revenue from operations₹18.82 Cr₹16.31 Cr₹12.15 Cr₹13.97 Cr
Other income₹38.03 L₹59.69 L₹34.09 L₹15.03 L
Total income₹19.20 Cr₹16.90 Cr₹12.49 Cr₹14.12 Cr
Total expenses₹16.48 Cr₹14.56 Cr₹10.53 Cr₹12.39 Cr
Profit before tax₹2.77 Cr₹2.38 Cr₹1.99 Cr₹1.76 Cr
Profit / (Loss) after tax₹2.13 Cr₹1.83 Cr₹1.53 Cr₹1.35 Cr
Balance sheet
Equity / Net worth₹9.36 Cr₹9.81 Cr₹7.14 Cr₹7.57 Cr
Borrowings₹5.85 Cr₹6.96 Cr₹2.43 Cr₹3.35 Cr
Current liabilities₹4.57 Cr₹7.01 Cr₹2.53 Cr₹4.69 Cr
Total liabilities₹11.10 Cr₹14.63 Cr₹5.80 Cr₹10.74 Cr
Current assets₹8.14 Cr₹11.19 Cr₹4.66 Cr₹9.20 Cr
Cash & equivalents₹1.93 Cr₹1.67 Cr₹71.02 L₹1.89 Cr
Total assets₹20.45 Cr₹24.44 Cr₹12.95 Cr₹18.31 Cr
Employees398295161186
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Audited financials & ratios for Upstox.

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What you'll get
  • Financial Summary & Charts
  • Income Statement, Balance Sheet, Cashflow
  • Profitability, Liquidity & Growth Ratios
  • Audited Financial Statement (AOC-4)

Compounded Annual Growth Rate

Derived from multi-FY filingsLocked
MetricLatest value1Y CAGR3Y CAGR5Y CAGR
Revenue₹18.82 Cr-6.1%-4.6%-1.1%
Profit after Tax₹2.13 Cr+34.0%+3.9%+11.6%
Net Worth₹9.36 Cr+6.3%+17.6%+7.7%
Employees398+29.7%+19.7%+1.5%
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Audited financials & ratios for Upstox.

₹999₹249(excl. taxes)
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What you'll get
  • Financial Summary & Charts
  • Income Statement, Balance Sheet, Cashflow
  • Profitability, Liquidity & Growth Ratios
  • Audited Financial Statement (AOC-4)

Financial Ratios

Profitability · leverage · efficiencyLocked
FYRevenuePATPAT marginRev growthROEROAD/ERev/emp
FY2024-25₹18.82 Cr₹2.13 Cr+11.31%+7.73%+22.74%+10.40%0.63₹4.73 L
FY2023-24₹16.31 Cr₹1.83 Cr+11.21%-9.69%+18.64%+7.48%0.71₹5.53 L
FY2022-23₹12.15 Cr₹1.53 Cr+12.60%+16.45%+21.43%+11.82%0.34₹7.54 L
FY2021-22₹13.97 Cr₹1.35 Cr+9.67%+2.04%+17.83%+7.38%0.44₹7.51 L
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Audited financials & ratios for Upstox.

₹999₹249(excl. taxes)
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What you'll get
  • Financial Summary & Charts
  • Income Statement, Balance Sheet, Cashflow
  • Profitability, Liquidity & Growth Ratios
  • Audited Financial Statement (AOC-4)

Cap Table & Shareholding

Promoter · institutional · publicLocked
CategoryShareholdersShares held%
Promoters12,92,61,27274.20%
Institutional Investors341,86,76910.62%
Public & Others5459,90,01815.19%
See the full shareholding pattern

Promoter, institutional & public holding for Upstox.

₹499₹169(excl. taxes)
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What you'll get
  • Incorporation Documents
  • Change in Directors & Designated Partner
  • Board Resolutions
  • Financial Statements & Annual Filings
  • Charge Documents (Summary)

Peer Benchmark

FinTech > Investment Tech cohortLocked
MetricThis companyCohort medianCohort P75Quartile
Revenue
₹18.82 Cr
₹16.85 Cr
₹41.16 Cr
2nd quartile · P73
PAT margin
11.3%
6.7%
10.5%
3rd quartile · P45
Net worth
₹9.36 Cr
₹8.92 Cr
₹16.70 Cr
2nd quartile · P72
Debt / equity
0.63
0.59
0.38
2nd quartile · P53
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Audited financials & ratios for Upstox.

₹999₹249(excl. taxes)
Buy Financial Report
What you'll get
  • Financial Summary & Charts
  • Income Statement, Balance Sheet, Cashflow
  • Profitability, Liquidity & Growth Ratios
  • Audited Financial Statement (AOC-4)

External data sources

7 plannedWhat lands here as ingestion comes online

GSTIN Registrations

Planned
GST portal

Per-state GSTINs + GSTR-1/3B filing cadence + turnover bracket. PAN-keyed scrape.

MSME Payment Delays

Planned
MSME-1 form

Half-yearly disclosure of payments delayed beyond 45 days to MSME suppliers.

Related Party Transactions

Planned
AOC-4 schedule

Counterparty, nature, transaction value. Inter-company loans, sales, royalty.

Credit Ratings

Planned
CRISIL / ICRA / CARE feeds

Long-term + short-term ratings, with rationale on rating actions.

Trademarks

Planned
IP India Trademark Registry

Applied, registered, opposed. Class numbers + status.

Patents

Planned
IP India Patent Registry

Applications and grants. Inventor names + filing dates.

Legal Cases

Planned
eCourts + Indian Kanoon

Ongoing + past litigations the entity is party to.

Each source is wired as a separate ingestion adapter behind the scraper. Live status flips per CIN as records land.

FAQs about Upstox

When was Upstox incorporated?
Upstox was incorporated in 2009. Its CIN is U65100DL2021PTC376860 and it is registered with the relevant Registrar of Companies.
Where is Upstox located?
Upstox is headquartered in Delhi.
What sector does Upstox operate in?
Upstox operates in the FinTech > Investment Tech sector (NIC code 65100), classified as Indian Non-Govt Company.
Who are the directors of Upstox?
Director details for Upstox have not yet been extracted from MGT-7 filings.
What is the paid-up capital of Upstox?
Upstox has authorized capital of — and paid-up capital of —.
Does Upstox have any open charges?
Upstox has no open MCA-registered charges on record.
What is Upstox's Compliance Health Score?
RegisterKaro's Compliance Health Score for Upstox is 30/100 (grade F), based on 9 weighted signals across MCA filings, charges, directors, capital, and overall status. 3 of 9 signals passed.